Services
Why Work With Us
STREAMLINED ACCESS
If you lack an existing relationship with an Australian broker, Securities Vault eliminates the need to find and establish one.
EXPERTISE IN ASX
Securities Vault focuses on the ASX, offering you a deep understanding of the market and its sectors.
A faster, more flexible, and cost effective approach to capital raising. This is what it looks like when you work with us.
Our 3 Steps Process:
Step 1: Establish Your Capital Placement Facility
The first step involves setting up your Capital placement facility with us, Securities Vault. You’ll enter into a facility agreement that outlines the terms and conditions. A short form prospectus containing key details about the facility will be prepared and announced publicly, making potential investors aware of this alternative capital raising option for your company.
Step 2: Initiate a Drawdown When Needed
When your company identifies a need for capital, you’ll have the flexibility to initiate a drawdown. This involves issuing a formal notice to us specifying the minimum price you’d accept for new shares and the maximum number you’d like to issue. You have the option to amend or cancel the drawdown notice at any time, providing you with significant control over the capital raising activity.
Step 3: Efficient Share Sale and Settlement
Throughout the process, you’ll receive daily trading reports for complete transparency. Within five (5) business days of the week when share sales occur, we will transfer the net proceeds from the sale directly to your company. We’ll also provide a settlement notice confirming the sale details. Upon receiving this, your company will issue a corresponding number of new shares to us, which we’ll hold securely according to the facility agreement, ready for any future drawdowns.
Finally, your company will fulfill its regulatory obligation by lodging an ‘Appendix 3B – New Issue Announcement’ with the ASX.
Our clients
